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Xuejun J Kuang

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA

Los Angeles, CA

Hacienda Heights, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-16
CA RA APPROVED 2022-04-29
  • TX RA
    APPROVED
    Since 2022-05-16
  • CA RA
    APPROVED
    Since 2022-04-29

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

333 S Hope St, Los Angeles, CA 90071 • United States

Hacienda Heights, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wm Financial Services, Inc. Monterey Park CA 04/1998 03/2022
J.P. Morgan Securities Llc Arcadia CA 10/2012 03/2022
Merrill Lynch, Pierce, Fenner & Smith Los Angeles CA 03/2022 Present
  • 04/1998 → 03/2022
    Wm Financial Services, Inc.
    Monterey Park, CA
  • 10/2012 → 03/2022
    J.P. Morgan Securities Llc
    Arcadia, CA
  • 03/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Los Angeles, CA
Previous Registrations
  • 2012-10-01 → 2022-03-29
    J.P. Morgan Securities Llc
    Calabasas, CA
    Los Angeles, CA
    Beverly Hills, CA
    Downey, CA
    Monterey Park, CA
    Los Angeles, CA
    Downey, CA
    Whittier, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Huntington Park, CA
    Bell, CA
    Pico Rivera, CA
    Los Angeles, CA
    Downey, CA
    Los Angeles, CA
    Bell Gardens, CA
    Paramount, CA
    Lynwood, CA
    Los Angeles, CA
    Los Angeles, CA
    Whittier, CA
    Bellflower, CA
    Los Angeles, CA
    Inglewood, CA
    Los Angeles, CA
    Los Angeles, CA
    South Gate, CA
    Los Angeles, CA
    Pico Rivera, CA
    Whittier, CA
    Montebello, CA
    Paramount, CA
    Huntington Park,, CA
    Whittier, CA
    Los Angeles, CA
    Bell, CA
    Los Angeles, CA
    Los Angeles, CA
    Bellflower, CA
    Los Angeles, CA
    Los Angeles, CA
    El Monte, CA
    Lynwood, CA
    Bellflower, CA
    El Segundo, CA
    Culver City, CA
    Santa Monica,, CA
    Los Angeles, CA
    Los Angeles, CA
    Pico Rivera, CA
    Montebello, CA
    Los Angeles, CA
    South Gate, CA
    Hawthorne, CA
    Los Angeles, CA
    Manhattan Beach, CA
    Manhattan Beach, CA
    La Mirada, CA
    Manhattan Beach, CA
    Inglewood, CA
    Los Angeles, CA
    Gardena, CA
    Manhattan Beach, CA
    El Segundo, CA
    El Segundo, CA
    El Segundo, CA
    Hawthorne, CA
    El Segundo, CA
    Hermosa Beach, CA
    Gardena, CA
    Manhattan Beach, CA
    Monrovia, CA
    Monrovia, CA
    Los Angeles, CA
    Temple City, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    South Pasadena, CA
    San Gabriel, CA
    Temple City, CA
    Arcadia, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Pasadena, CA
    West Hollywood, CA
    Pasadena, CA
    La Canada, CA
    Arcadia, CA
    Sierra Madre, CA
    Montrose, CA
    Pasadena, CA
    Pasadena, CA
    San Marino, CA
    West Hollywood, CA
    La Crescenta, CA
    Hollywood, CA
    Pico Rivera, CA
    Los Angeles, CA
    West Hollywood, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
    Santa Monica, CA
    Los Angeles, CA
    Mission Viejo, CA
    Culver City, CA
    Marina Del Rey, CA
    Hollywood, CA
    Santa Monica, CA
    Los Angeles, CA
    Pacific Palisades, CA
    Los Angeles, CA
    Beverly Hills, CA
    Los Angeles, CA
    Culver City, CA
    Los Angeles, CA
    Santa Monica, CA
    Venice, CA
    Los Angeles, CA
    Santa Monica, CA
    Los Angeles, CA
    Los Angeles, CA
    Marina Del Rey, CA
    Los Angeles, CA
    Culver City, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Culver City, CA
    Los Angeles, CA
    Los Angeles, CA
    West Hollywood, CA
    Los Angeles, CA
    Santa Monica, CA
    Norwalk, CA
    Compton, CA
    Culver City, CA
    Culver City, CA
    Culver City, CA
    Culver City, CA
    Los Angeles, CA
    Venice, CA
    Los Angeles, CA
    Marina Del Rey, CA
    Marina Del Rey, CA
    Los Angeles, CA
    Los Angeles, CA
    Santa Monica, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Culver City, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Playa Vista, CA
    Los Angeles, CA
    Los Angeles, CA
    North Hollywood, CA
    Pasadena, CA
    Glendale, CA
    Los Angeles, CA
    Hollywood, CA
    Burbank, CA
    Tujunga, CA
    Montrose, CA
    Los Angeles, CA
    Los Angeles, CA
    Pasadena, CA
    Sierra Madre, CA
    Los Angeles, CA
    Altadena, CA
    Pasadena, CA
    Pasadena, CA
    Los Angeles, CA
    San Marino, CA
    La Canada, CA
    Pasadena, CA
    West Hollywood, CA
    Los Angeles, CA
    North Hollywood, CA
    Glendale, CA
    Glendale, CA
    Los Angeles, CA
    Pasadena, CA
    Burbank, CA
    Los Angeles, CA
    Burbank, CA
    Glendale, CA
    Burbank, CA
    Arcadia, CA
    North Hollywood, CA
    La Crescenta, CA
    Los Angeles, CA
    Toluca Lake, CA
    Burbank, CA
    Los Angeles, CA
    San Marino, CA
    Pasadena, CA
    Pasadena, CA
    Los Angeles, CA
    Atwater, CA
    Clovis, CA
    Bakersfield, CA
    Tracy, CA
    Visalia, CA
    Tracy, CA
    Turlock, CA
    Modesto, CA
    Tulare, CA
    Tracy, CA
    Taft, CA
    Stockton, CA
    Bakersfield, CA
    Modesto, CA
    Manteca, CA
    Fresno, CA
    Sanger, CA
    Bakersfield, CA
    Fresno, CA
    Reedley, CA
    Modesto, CA
    Bakersfield, CA
    Fresno, CA
    Stockton, CA
    Los Angeles, CA
    Oakhurst, CA
    Bakersfield, CA
    Fresno, CA
    Bakersfield, CA
    Merced, CA
    Modesto, CA
    Fresno, CA
    Manteca, CA
    Madera, CA
    Los Banos, CA
    Lodi, CA
    Lathrop, CA
    Fresno, CA
    Fresno, CA
    Clovis, CA
    Hanford, CA
    Bakersfield, CA
    Bakersfield, CA
    Turlock, CA
    Fresno, CA
    Fresno, CA
    Oakdale, CA
    Delano, CA
    Visalia, CA
    Bakersfield, CA
    Bakersfield, CA
    Clovis, CA
    Madera, CA
    Modesto, CA
    Visalia, CA
    Bakersfield, CA
    Stockton, CA
    Bakersfield, CA
    Alhambra, CA
    Arcadia, CA
    South Pasadena, CA
    San Gabriel, CA
    Alhambra, CA
    Los Angeles, CA
    Los Angeles, CA
    Alhambra, CA
    Glendale, CA
    Burbank, CA
    Los Angeles, CA
    Studio City, CA
    Calabasas, CA
    Montrose, CA
    Glendale, CA
    Glendale, CA
    Los Angeles, CA
    Panorama City, CA
    Sherman Oaks, CA
    Van Nuys, CA
    Glendale, CA
    Burbank, CA
    Burbank, CA
    Sherman Oaks, CA
    Van Nuys, CA
    La Crescenta, CA
    Toluca Lake, CA
    Sherman Oaks, CA
    Tujunga, CA
    Sherman Oaks, CA
    Sun Valley, CA
    Van Nuys, CA
    Sun Valley, CA
    Sherman Oaks, CA
    Van Nuys, CA
    Burbank, CA
    Glendale, CA
    Burbank, CA
    Tujunga, CA
    Van Nuys, CA
    Glendale, CA
    La Crescenta, CA
    Montrose, CA
    Panorama City, CA
    Tarzana, CA
    Sun Valley, CA
    Glendale, CA
    Los Angeles, CA
    Sherman Oaks, CA
    Encino, CA
    Van Nuys, CA
    Sherman Oaks, CA
    Encino, CA
    Encino, CA
    Studio City, CA
    Burbank, CA
    Burbank, CA
    Glendale, CA
    Sun Valley, CA
    Van Nuys, CA
    Sherman Oaks, CA
    Toluca Lake, CA
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Arcadia, CA
    Temple City, CA
    San Gabriel, CA
    South Pasadena, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Temple City, CA
    Los Angeles, CA
    Monrovia, CA
    Monrovia, CA
    Monterey Park, CA
    Monrovia, CA
    Pasadena, CA
    San Marino, CA
    Pasadena, CA
    Pasadena, CA
    Montrose, CA
    Altadena, CA
    Duarte, CA
    Pasadena, CA
    Monrovia, CA
    Sierra Madre, CA
    Arcadia, CA
    Burbank, CA
    La Canada, CA
    North Hollywood, CA
    Pasadena, CA
    Gardena, CA
    North Hollywood, CA
    Glendale, CA
    Tujunga, CA
    Sun Valley, CA
    Burbank, CA
    Burbank, CA
    Glendale, CA
    Sun Valley, CA
    Los Angeles, CA
    La Crescenta, CA
    North Hollywood, CA
    Burbank, CA
    Tujunga, CA
    Los Angeles, CA
    Manhattan Beach, CA
    Los Angeles, CA
    Torrance, CA
    Los Angeles, CA
    Los Angeles, CA
    Inglewood, CA
    Hawthorne, CA
    Culver City, CA
    Los Angeles, CA
    Pasadena, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Hollywood, CA
    Culver City, CA
    Hawthorne, CA
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
    San Luis Obispo, CA
    Los Angeles, CA
    Culver City, CA
    Northridge, CA
    Los Angeles, CA
    Inglewood, CA
    Hollywood, CA
    Los Angeles, CA
    Los Angeles, CA
    Santa Monica, CA
    Los Angeles, CA
    Los Angeles, CA
    Pacific Palisades, CA
    Beverly Hills, CA
    El Segundo, CA
    Los Angeles, CA
    Los Angeles, CA
    Manhattan Beach, CA
    Gardena, CA
    Marina Del Rey, CA
    El Segundo, CA
    Venice, CA
    Los Angeles, CA
    Santa Monica, CA
    Los Angeles, CA
    Manhattan Beach, CA
    Santa Monica, CA
    Los Angeles, CA
    Los Angeles, CA
    Malibu, CA
    Los Angeles, CA
    Glendale, CA
    Pasadena, CA
    Los Angeles, CA
    West Hollywood,, CA
    West Hollywood, CA
    Monrovia, CA
    Los Angeles, CA
  • 2008-11-14 → 2009-05-02
    Wamu Investments, Inc.
    Monterey Park, CA
    Monterey Park, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-13
S63 Uniform Securities Agent State Law Examination 1998-02-13
  • S65 Uniform Investment Adviser Law Examination
    2008-11-13
  • S63 Uniform Securities Agent State Law Examination
    1998-02-13
Other Names
  • Johnny Kuang
  • John Kuang
  • Xuejun Kuang
  • Xuejun John Kuang
  • John X Kuang
  • John Xue Jun Kuang

View on SEC IAPD

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COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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