Best Investors
Account
Sign in
Best Investors
Account
Sign in
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-08-02 |
| MI | RA | APPROVED | 2017-12-05 |
| WI | RA | APPROVED | 2017-12-01 |
Branch Locations
1425 Discovery Parkway, Wauwatosa, WI 53226 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Coordinated Capital Securities, Inc. | Madison | WI | 01/2013 | 12/2017 |
| Global Retirement Partners, Llc | San Rafael | CA | 12/2017 | Present |
NAME OF BUSINESS: M3 FINANCIAL LLC INVESTMENT RELATED: YES ADDRESS: SAME AS BRANCH NATURE OF BUSINESS: INVESTMENT RELATED ACTIVITIES POSITION/TITLE/RELATIONSHIP: RETIEMENT PLAN CONSULTANT, CERTIFIED 401(K) PROFESSIONAL START DATE: 1/2013 HOURS/MONTH: 160 HOURS/MONTH DURING TRADING: 160 DUTIES: EMPLOYEE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-18 |
Reach out to this advisor