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Shawn Neice

Td Private Client Wealth LLC

Toms River, NJ

Princeton, NJ

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-11-05
FL RA APPROVED 2025-11-04
DE RA APPROVED 2025-11-03
NY RA APPROVED 2025-11-03
NJ RA APPROVED 2025-09-03
  • PA RA
    APPROVED
    Since 2025-11-05
  • FL RA
    APPROVED
    Since 2025-11-04
  • DE RA
    APPROVED
    Since 2025-11-03
  • NY RA
    APPROVED
    Since 2025-11-03
  • NJ RA
    APPROVED
    Since 2025-09-03

Branch Locations

1101 Hooper Avenue, Toms River, NJ 08753 • United States

255 Nassau Street 1St Floor, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lord, Abbett & Co. Llc Jersey City NJ 04/2013 05/2019
Santander Bank, Na Boston MA 05/2019 05/2022
Santander Securities, Llc Dorchester MA 05/2019 05/2022
Uber San Francisco CA 04/2018 03/2019
Pnc Investments Llc Manasquan NJ 05/2022 05/2025
Lpl Enterpise Basking Ridge NJ 05/2025 08/2025
Td Bank N.A. Toms River NJ 08/2025 Present
Td Private Client Wealth Llc Toms River NJ 08/2025 Present
  • 04/2013 → 05/2019
    Lord, Abbett & Co. Llc
    Jersey City, NJ
  • 05/2019 → 05/2022
    Santander Bank, Na
    Boston, MA
  • 05/2019 → 05/2022
    Santander Securities, Llc
    Dorchester, MA
  • 04/2018 → 03/2019
    Uber
    San Francisco, CA
  • 05/2022 → 05/2025
    Pnc Investments Llc
    Manasquan, NJ
  • 05/2025 → 08/2025
    Lpl Enterpise
    Basking Ridge, NJ
  • 08/2025 → Present
    Td Bank N.A.
    Toms River, NJ
  • 08/2025 → Present
    Td Private Client Wealth Llc
    Toms River, NJ
Previous Registrations
  • 2025-05-21 → 2025-08-19
    Lpl Enterprise, Llc
    Bedminster, NJ
  • 2022-05-11 → 2025-05-16
    Pnc Wealth Management Llc
    Brick, NJ
    Manasquan, NJ
    Lavallette, NJ
    Brick Township, NJ
  • 2019-05-14 → 2022-05-09
    Santander Securities Llc
    Toms River, NJ
    Manchester, NJ
    Toms River, NJ
    Whiting, NJ
    Villanova, PA
    Toms River, NJ
    Brick, NJ
    Pine Beach, NJ
    Boston, MA
    Scotch Plains, NJ
    Pine Beach, NJ
    Toms River, NJ
    Conshohocken, PA
  • 2013-07-08 → 2019-05-03
    Lord, Abbett & Co. Llc
    Jersey City, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-28
S63 Uniform Securities Agent State Law Examination 1998-01-30
  • S66 Uniform Combined State Law Examination
    2013-06-28
  • S63 Uniform Securities Agent State Law Examination
    1998-01-30
Other Names
  • Shawn Michael Neice
  • Shawn M Neice

View on SEC IAPD

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Other Investors

BENJAMIN ADAM FELICELLI
JOHN MICHAEL CICALA
MARK K VANDZURA
Molly Danielle Staffordsmith
CRAIG RICHARD REID
ALEXANDER STEPHEN JOICE
GERARD RAYMOND CALA
TODD RICHARD SPEEDY

Other Offices

EQUITABLE ADVISORS, LLC · TOMS RIVER, NJ
MORGAN STANLEY · TOMS RIVER, NJ
COMMONWEALTH FINANCIAL NETWORK · Toms River, NJ
USI ADVISORS · Toms River, NJ
BANKERS LIFE ADVISORY SERVICES, INC. · Toms River, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TOMS RIVER, NJ
WEALTH QUARTERBACK LLC · TOMS RIVER, NJ
PNC WEALTH MANAGEMENT LLC · TOMS RIVER, NJ

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