Stephen Joseph Martin

Current Employers

Employment History

• 11/2003 → 07/2019
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Sarasota, FL
• 09/2010 → Present
  Srq Wealth Management
  Sarasota, FL
• 07/2019 → 01/2024
  Cetera Advisor Networks
  El Segundo, CA
• 07/2019 → Present
  Cwm, Llc
  Sarasota, FL
• 11/2016 → 10/2019
  Srq Wealth Advisory, Llc
  Sarasota, FL

Previous Registrations

• 2016-11-18 → 2019-10-31
  Srq Wealth Advisory, Llc
  Sarasota, FL
• 2003-12-05 → 2017-03-15
  Lpl Financial Llc
  Sarasota, FL
• 1998-01-29 → 2003-12-12
  Ubs Financial Services Inc.
  Sarasota, FL

Other Businesses

FIXED INSURANCE NATURE: Insurance START: 10/2000 APPX. HRS/MONTH: 5 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 100 POSITION: INSURANCE AGENT DUTIES: Sells Life, Health, Disability, Annuities & LTC NAME OF OTHER BUSINESS: Shed Happens NATURE OF BUSINESS: Real Estate START DATE: 05/2019 POSITION: Owner APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: Property Maintenance NAME OF OTHER BUSINESS: Salemworks NATURE OF BUSINESS: Holding Co. START DATE: 09/2010 POSITION: President APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: Collect income, pay distributions NAME OF OTHER BUSINESS: Bayside Community Church NATURE OF BUSINESS: Church START DATE: 08/2024 POSITION: Board Member APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: 1 of 7 on that Board that votes on new churches, budgets, governance and by-laws proposed by church leadership

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-01-23
• S65 Uniform Investment Adviser Law Examination
  1998-01-21

Designations

Other Names

• Steve Joseph Martin