Gregory Locker

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2022-07-25
TX	RA	APPROVED_RES	2019-01-02

OH RA
APPROVED

Since 2022-07-25
TX RA
APPROVED_RES

Since 2019-01-02

Branch Locations

2341 Crocker Rd, Westlake, OH 44145 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Westlake	OH	11/1997	Present
Charles Schwab Bank, Ssb	Westlake	OH	11/2005	Present

11/1997 → Present

Charles Schwab & Co., Inc.

Westlake, OH
11/2005 → Present

Charles Schwab Bank, Ssb

Westlake, OH

Other Businesses

House Rental | Owner | Avon Lake, OH | average hours per month: Less than 20 | average hours per day during securities trading hours: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-15
S63	Uniform Securities Agent State Law Examination	1998-05-04

S66 Uniform Combined State Law Examination

2006-09-15
S63 Uniform Securities Agent State Law Examination

1998-05-04

Other Names

Gregory Locker
Gregory (None) Locker

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

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