Kevin Bast

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-05-28
TX	RA	APPROVED_RES	2024-05-19

Branch Locations

150 W University Dr, Floor 04, Tempe , AZ 85281 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Scottrade	Scottsdale	AZ	05/2014	03/2018
Unemployed	Phoenix	AZ	03/2018	07/2018
Morgan Stanley	Gilbert	AZ	07/2018	03/2019
Td Ameritrade	Phoenix	AZ	03/2019	09/2020
The Vanguard Group, Inc.	Scottsdale	AZ	08/2020	05/2021
Unemployed	Chandler	AZ	06/2021	01/2022
E Trade By Morgan Stanley	Scottsdale	AZ	01/2022	07/2023
J.P. Morgan Securities Llc	Tempe	AZ	04/2024	Present
Unemployed	Scottsdale	AZ	08/2023	04/2024

2022-02-11 → 2023-08-14

Harrisdirect Llc

Arlington, VA

Gilbert, AZ
2020-10-05 → 2021-05-24

Vanguard Advisers, Inc.

Scottsdale, AZ
2019-03-26 → 2020-09-09

Td Ameritrade, Inc.

Phoenix, AZ
2019-03-26 → 2020-09-09

Td Ameritrade Investment Management, Llc

Phoenix, AZ
2018-10-04 → 2019-03-06

Morgan Stanley

Gilbert, AZ
2013-04-02 → 2014-04-15

Usaa Financial Planning Services

Phoenix, AZ
2013-01-24 → 2013-04-03

Usaa Investment Services Company

Phoenix, AZ
2011-08-02 → 2012-11-30

Charles Schwab & Co., Inc.

Phoenix, AZ
2011-04-11 → 2011-07-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ
2006-01-20 → 2008-02-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-02
S65	Uniform Investment Adviser Law Examination	2006-02-17
S63	Uniform Securities Agent State Law Examination	1998-10-26

Other Firms