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Jessica Ka-Ling Yiu

Morgan Stanley

Cupertino, CA

San Jose, CA

Sunnyvale, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-06
CA RA APPROVED 2019-05-14
  • TX RA
    APPROVED_RES
    Since 2022-01-06
  • CA RA
    APPROVED
    Since 2019-05-14

Branch Locations

20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States

225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States

Sunnyvale, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co. Cupertino CA 09/2007 11/2017
Charles Schwab Bank Cupertino CA 10/2007 11/2017
Mufg Union Bank Saratoga CA 11/2017 02/2019
Unionbanc Investment Services Saratoga CA 04/2018 02/2019
Morgan Stanley Cupertino CA 02/2019 Present
  • 09/2007 → 11/2017
    Charles Schwab & Co.
    Cupertino, CA
  • 10/2007 → 11/2017
    Charles Schwab Bank
    Cupertino, CA
  • 11/2017 → 02/2019
    Mufg Union Bank
    Saratoga, CA
  • 04/2018 → 02/2019
    Unionbanc Investment Services
    Saratoga, CA
  • 02/2019 → Present
    Morgan Stanley
    Cupertino, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-14
S63 Uniform Securities Agent State Law Examination 1998-03-17
  • S65 Uniform Investment Adviser Law Examination
    2019-05-14
  • S63 Uniform Securities Agent State Law Examination
    1998-03-17
Other Names
  • Jessica Ka Ling Yiu
  • Jessica Kaling Yiu
  • Jessica Ka-Ling Yiu
  • Jessica Kaling Yiu
  • Jessica Ka-Lina Yiu

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Cupertino, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA
CITIGROUP GLOBAL MARKETS INC. · CUPERTINO, CA
EVEREST PRIVATE WEALTH · CUPERTINO, CA
AIMTOP ADVISORS, LLC · CUPERTINO, CA
AKRISH FINANCIAL ADVISORY · CUPERTINO, CA
FV ADVISORS LLC · CUPERTINO, CA
MINOVA CAPITAL LLC · CUPERTINO, CA

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