Carole Diane Eckberg

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → Present
  Raymond James Financial Services
  Bourbonnais, IL
• 02/2011 → Present
  Raymond James Financial Services Advisors, Inc
  Bourbannais, IL

Previous Registrations

• 2009-06-01 → 2010-06-23
  Morgan Stanley
  Bourbonnais, IL
  Orland Park, IL
• 2003-09-29 → 2009-06-01
  Citigroup Global Markets Inc.
  Bourbonnais, IL
  Bourbonnais, IL

Other Businesses

(1) Name of Business: Faber Financial Group Address: 1521 N Convent St Ste 400, Bourbonnais, IL, 60914, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/21/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Sales assistant, cashiering

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-09-11
• S63 Uniform Securities Agent State Law Examination
  2000-10-27