Matthew Ingrassia

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-01-04

NC RA
APPROVED

Since 2021-01-04

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

128 South Tryon St, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Plainsboro	NJ	07/2005	06/2019
Wells Fargo	Charlotte	NC	07/2019	Present

07/2005 → 06/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Plainsboro, NJ
07/2019 → Present

Wells Fargo

Charlotte, NC

Previous Registrations

2005-07-21 → 2019-07-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

New York, NY

Pennington, NJ

New York, NY

New York, NY

Plainsboro, NJ

Flanders, NJ

Bedminster, NJ

Pennington, NJ

New York, NY

Pennington, NJ

Fort Mill, SC

New York, NY

New York, NY

Charlotte, NC
2002-05-02 → 2005-01-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-10-31
S63	Uniform Securities Agent State Law Examination	2000-07-18

S65 Uniform Investment Adviser Law Examination

2001-10-31
S63 Uniform Securities Agent State Law Examination

2000-07-18

Other Names

Matthew Anthony Ingrassia

View on SEC IAPD

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