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Jenee Lynette Allen

Morgan Stanley

Cincinnati, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-10
OH RA APPROVED 2025-05-09
  • TX RA
    APPROVED_RES
    Since 2025-05-10
  • OH RA
    APPROVED
    Since 2025-05-09

Branch Locations

7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ultimus Fund Distributors, Llc Cincinnati OH 07/2004 11/2022
Ultimus Fund Solutions, Llc Cincinnati OH 07/2004 11/2022
Wells Fargo Clearing Services, Llc Cincinnati OH 11/2022 04/2025
Morgan Stanley Cincinnati OH 04/2025 Present
  • 07/2004 → 11/2022
    Ultimus Fund Distributors, Llc
    Cincinnati, OH
  • 07/2004 → 11/2022
    Ultimus Fund Solutions, Llc
    Cincinnati, OH
  • 11/2022 → 04/2025
    Wells Fargo Clearing Services, Llc
    Cincinnati, OH
  • 04/2025 → Present
    Morgan Stanley
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-30
S63 Uniform Securities Agent State Law Examination 1998-01-05
  • S66 Uniform Combined State Law Examination
    2023-01-30
  • S63 Uniform Securities Agent State Law Examination
    1998-01-05

View on SEC IAPD

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OSAIC WEALTH, INC.
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BRIXEY & MEYER CAPITAL LLC
OPUS CAPITAL MANAGEMENT
FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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