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Inactive

W Clifford Aque

Brand Asset Management Group, Inc.

Chesterfield, MO

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Current Employers
Brand Asset Management Group, Inc.

16090 Swingley Ridge Road Ste 620, Chesterfield, MO 63017 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-04-20
TX RA APPROVED 2022-04-20
  • MO RA
    APPROVED
    Since 2022-04-20
  • TX RA
    APPROVED
    Since 2022-04-20

Branch Locations

16090 Swingley Ridge Road Ste 620, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
William Blair & Company Chicago IL 07/2006 12/2016
Calamos Financial Services Llc Naperville IL 05/2017 03/2020
Calamos Wealth Management Llc Naperville IL 05/2017 03/2020
Unemployed Unemployed IL 01/2017 05/2017
Unemployed Unemployed IL 04/2020 11/2020
Nuveen Chicago IL 11/2020 11/2021
Unemployed Unemployed IL 12/2021 04/2022
Brand Asset Management Group Chesterfield MO 04/2022 Present
  • 07/2006 → 12/2016
    William Blair & Company
    Chicago, IL
  • 05/2017 → 03/2020
    Calamos Financial Services Llc
    Naperville, IL
  • 05/2017 → 03/2020
    Calamos Wealth Management Llc
    Naperville, IL
  • 01/2017 → 05/2017
    Unemployed
    Unemployed, IL
  • 04/2020 → 11/2020
    Unemployed
    Unemployed, IL
  • 11/2020 → 11/2021
    Nuveen
    Chicago, IL
  • 12/2021 → 04/2022
    Unemployed
    Unemployed, IL
  • 04/2022 → Present
    Brand Asset Management Group
    Chesterfield, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-05
S65 Uniform Investment Adviser Law Examination 2000-04-13
S63 Uniform Securities Agent State Law Examination 1998-07-07
  • S66 Uniform Combined State Law Examination
    2007-01-05
  • S65 Uniform Investment Adviser Law Examination
    2000-04-13
  • S63 Uniform Securities Agent State Law Examination
    1998-07-07
Designations
Other Names
  • Cliff Aque
  • W Clifford Aque

View on SEC IAPD

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MICHAEL CHRISTOPHER CARROLL
KERRY D ROGERS
MATTHEW EDWARD FITZGERALD
PATRICK DONLAN
JAMES MATTHEW MUCCIGROSSO
Jason Alan Cummings
Thomas Christopher Self
JACOB DANIEL STANSFIELD

Other Offices

CARROLL WEALTH MANAGEMENT INC. · CHESTERFIELD, MO
PRINCIPAL SECURITIES, INC. · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO
SMITH, MOORE & CO. · CHESTERFIELD, MO
EDWARD JONES · Chesterfield, MO
IMPACT PARTNERSHIP WEALTH, LLC · Chesterfield, MO
MBM WEALTH CONSULTANTS, LLC · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO

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