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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-12-17
IN RA APPROVED 2006-08-08
  • TX RA
    APPROVED_RES
    Since 2007-12-17
  • IN RA
    APPROVED
    Since 2006-08-08

Branch Locations

100 N Michigan St, South Bend, IN 46601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated South Bend IN 02/1996 Present
Other Businesses

I*495835, Entity Type: , Name of OBA: Rental Properties, Address: South Bend, Indiana, 46601, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 06/01/2000, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*418408 Entity Type: For Profit Name of OBA: Berkshire Hathaway Home Services Northern Indiana Address: South Bend, Indiana, 46617 Investment Related: No Position, Title, Association: Other Employee Start Date: 11/20/2017 Number of Hours: 0 Number of Hours during trading: 0 Duties: sells real estate none-holding real estate license in referral/inactive status only

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-18
  • S66 Uniform Combined State Law Examination
    2000-12-18
Other Names
  • Candy L Raven

View on SEC IAPD

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