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Sandra J Vantrease

Morgan Stanley

Augusta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
SC RA APPROVED 2013-11-18
GA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • SC RA
    APPROVED
    Since 2013-11-18
  • GA RA
    APPROVED
    Since 2009-06-01

Branch Locations

One 10Th Street Suite 600, Augusta, GA 30901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Augusta GA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Augusta, GA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-23
S63 Uniform Securities Agent State Law Examination 1998-01-10
  • S65 Uniform Investment Adviser Law Examination
    1998-01-23
  • S63 Uniform Securities Agent State Law Examination
    1998-01-10
Other Names
  • Sandy Gurley
  • Sandra Pope Gurley
  • Sandra P Vantrease

View on SEC IAPD

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DAVID THOMAS CURLEY
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James Baker McGee
JAMES FLEMING NORVELL
JOHN WALTER PHELAN
JAMES WERNER LEIBACH

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · AUGUSTA, GA
SYNOVUS SECURITIES, INC. · AUGUSTA, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Augusta, GA
ANDREWS INVESTMENT MANAGEMENT · AUGUSTA, GA
RBC CAPITAL MARKETS, LLC · Augusta, GA
CHOREO, LLC · AUGUSTA, GA
WYNN CAPITAL · AUGUSTA, GA
WELLS FARGO CLEARING SERVICES, LLC · AUGUSTA, GA

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