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Lawrence Edward Palme

"Tate Asset Management" And "Dco Wealth Management"

Rancho Santa Fe, CA

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Current Employers
"Tate Asset Management" And "Dco Wealth Management"

5531 Cancha De Golf Suite #105, Rancho Santa Fe, CA 92091 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

5531 Cancha De Golf Suite #105, Rancho Santa Fe, CA 92091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated San Diego CA 09/2008 01/2017
Morgan Stanley Smith Barney San Diego CA 06/2009 01/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2017
Tate Asset Management Rancho Santa Fe CA 01/2016 Present
  • 09/2008 → 01/2017
    Morgan Stanley & Co. Incorporated
    San Diego, CA
  • 06/2009 → 01/2017
    Morgan Stanley Smith Barney
    San Diego, CA
  • 01/2015 → 01/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2016 → Present
    Tate Asset Management
    Rancho Santa Fe, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-01
S63 Uniform Securities Agent State Law Examination 1997-12-15
  • S65 Uniform Investment Adviser Law Examination
    1998-10-01
  • S63 Uniform Securities Agent State Law Examination
    1997-12-15
Other Names
  • Larry Palme
  • Larry Palme

View on SEC IAPD

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Steven Q Tran
ANNA MARIE THOMAS
MATTHEW MICHAEL HANSEN
RONALD WILLIAM THOMAS
NIC J TROUNCE
Maxwell Richard Parziale

Other Offices

MORGAN STANLEY · RANCHO SANTA FE, CA
MORGAN STANLEY · RANCHO SANTE FE, CA
ESSENTIAL PARTNERS LLC · RANCHO SANTA FE,, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Rancho Santa Fe, CA
DARK HORSE ADVISORS LLC · Rancho Santa Fe, CA
LPL FINANCIAL LLC · RANCHO SANTA FE, CA
EAGLE STRATEGIES LLC · Rancho Santa Fe, CA
U.S. BANCORP ADVISORS, LLC · Rancho Santa Fe, CA

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