Dale Robert Banwart

Current Employers

Employment History

• 10/2011 → Present
  Raymond James Financial Services, Inc
  Morton, IL
• 12/2011 → 03/2022
  Sand Ridge
  Wolcott, IN
• 01/2012 → Present
  Raymond James Financial Services Advisors Inc.
  Morton, IL

Other Businesses

(1)Name of Business: Dale Banwart Farm Address: 207 Reaba Ave, Congerville, IL, 61729, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/08/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a couple of farms in Indiana and have others custom farm it for me. I also rent a couple of farms in IL to my son Mark. (2)Name of Business: Farm Rental Address: 2357 N 600 W, Wolcott, IN, 47995, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 12/08/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Furrer Family, LLC Address: 2357 N 600 W, Wolcott, IN, 47995, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 12/12/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (4)Name of Business: Good News Financial, Inc. Address: 805 W Jackson St Ste 305, Morton, IL, 61550, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (5)Name of Business: Good News Tax Preparation Service Address: 805 W Jackson St Ste 305, Morton, IL, 61550, United States Activity Type: Tax Preparation Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Tax preparer as owner of Good News Financial (6)Name of Business: I&S Furrer Farms, Inc. Address: 207 Reaba Ave, Congerville, IL, 61729, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Vice President Investment Related: No Start Date: 10/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: My wife and her 2 sisters own I&S Furrer Farms which they inherited from their parents. Myself and my 2 brothers-in-law are going to become more active in helping manage the business as my father-in-law is looking to retire. I would participate in monthly board meetings and consult on various matters on an as needed basis. (7)Name of Business: Sand Ridge Address: 2357 N 600 W , Wolcott, IN, 47995, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/08/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have no duties associatied with the business. (8) Anliker; Anliker Leah Roth IRA; Anliker SIRA; Anliker, Clint; Anliker, Derek; Anliker, Jill; Anliker, Loren & Angie; Anliker, Todd & Destiny; Banwart Gerald; Banwart, Amy; Banwart, Dale Children; BB and Banwart entities; Leman, Randy & Lori; PEG & BRIAN ANLIKER LINKED ACCOUNTS; ROKEY LINKED ACCOUNTS; Wagenbach, Kurt & Heidi; Wieland, Evan & Krista Address: 805 W Jackson St Ste 305, Morton, IL, 61550-1582, United States Activity Type: Control Person Position/Title: Power of Attorney (Acting) Investment Related: No Start Date: 04/22/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties: POA on Raymond James accounts only.

Exams

• S66 Uniform Combined State Law Examination
  2011-11-22
• S65 Uniform Investment Adviser Law Examination
  1999-11-02
• S63 Uniform Securities Agent State Law Examination
  1997-12-11