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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-05 |
| MA | RA | APPROVED | 2021-10-25 |
| NY | RA | APPROVED | 2021-05-21 |
Branch Locations
56 Harrison St Ste 203, New Rochelle, NY 10801 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
14 Bobala Rd, Holyoke, MA 01040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | White Plains | NY | 05/2014 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | White Plains | NY | 05/2014 | 11/2020 |
| Lpl Financial, Llc | New Rochelle | NY | 11/2020 | Present |
| Private Advisor Group, Llc | New Rochelle | NY | 11/2020 | Present |
1. 11/3/2020 - FLYNN FINANCIAL PARTNERS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 08/15/2020 - 180 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 11/10/2020 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 08/15/2020 - 40 Hours Per Month/10 Hours During Securities Trading - Time Spent 10% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/10/2020 - Private Advisor Group - DBA: (Hybrid) Flynn Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 08/15/2020 - 180 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/2/2020 - Private Advisor Group - DBA: (Hybrid) Premier Wealth Partners, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/01/2020 - 10 Hours Per Month/2 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 12/2/2020 - Mosaic Wealth Management - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/ Investment Purposes Only - Started 11/03/2020 - 40 Hours Per Month During Securities Trading - LLC was created for tax and accounting purposes in relation to business activities with LPL. 6. 08/04/2021 - Flynn Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 7. 12/7/2021 - Sage Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/16/2021 - 20 Hours Per Month/2 Hours During Securities Trading. 8. 12/8/2021 - Mosaic Tax Management LLC - Investment Related - Home Based - Tax Prep/Accounting/CPA - Enrolled Agent / Tax Preparer - Started 12/01/2021 - 20 Hours Per Month/0 Hours During Securities Trading - Tax Prep.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-27 |
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