Kevin Myron Gotto

Current Employers

Employment History

• 05/1986 → Present
  Independent Brokerage Network
  Sioux City, IA
• 01/2012 → Present
  Partners Advantage-Midwest Llc
  Sioux City, IA
• 09/2014 → 06/2021
  Voya Financial Advisors
  Sioux City, IA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2024 → Present
  Gotto Wealth Partners, Llc
  Sioux City, IA

Previous Registrations

• 2004-09-13 → 2021-06-09
  Voya Financial Advisors, Inc.
  Lake Oswego, OR
  Sioux City, IA
  Windsor, CT
  Windsor, CT

Other Businesses

1. NAME OF ENTITY: Partners Advantage-Midwest LLC.; Yes; 401 DOUGLAS ST STE 100; SIOUX CITY; IA; 51101; Financial Services/dba; Owner/President; 1/1/2012; 160; 160; Marketing fixed insurance to agent; 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 401 DOUGLAS ST STE 100; SIOUX CITY; IA; 51101; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/20/2008; 160; 160; SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF ENTITY: Independent Brokerage Network; No; 401 DOUGLAS ST STE 100; SIOUX CITY; IA; 51101; Run operations and service existing insurance business; Chief Financial Officer; 1/1/1986; 30; 30; Pay agent commissions, financials, service existing book of business; 4. NAME OF OTHER BUSINESS: GOTTO WEALTH PARTNERS, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: REAL ESTATE, START DATE:05/2024, POSITION/TITLE/RELATIONSHIP: SELLER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PERSONALLY FINANCING SALE OF RESIDENTIAL PROPERTY; 6. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION , NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 06/1086, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: 5, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 7. NAME OF OTHER BUSINESS: ANFINSON THOMPSON FINANCIAL SERVICES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2004-09-10
• S63 Uniform Securities Agent State Law Examination
  1997-11-20