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Eileen Patricia Tetteris

Ubs Financial Services Inc.

Boca Raton, FL

Coconut Creek, FL

CRD 2975189

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-11-15
TX RA APPROVED 2016-11-10
  • FL RA
    APPROVED
    Since 2016-11-15
  • TX RA
    APPROVED
    Since 2016-11-10

Branch Locations

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Coconut Creek, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 05/1997 11/2016
Ubs Financial Services Inc. Boca Raton FL 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-15
  • S66 Uniform Combined State Law Examination
    2004-11-15
Other Names
  • Eileen P Tetteris

View on SEC IAPD

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