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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-01-30 |
| WA | RA | APPROVED | 2009-01-30 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Edmonds | WA | 01/2009 | Present |
(1) THE BOBBI, LLC; ADDRESS: 10101 AURORA AVE N SEATTLE, WA 98133; BUSINESS DESCRIPTION: REAL ESTATE; NOT INVESTMENT RELATED; START DATE: 2007; CAPACITY: MANAGING MEMBER; DUTIES: NONE; HOURS DEVOTED TO THIS OBA PER MONTH: 1; HOURS DEVOTED DURING TRADING PER MONTH: NONE; PER MONTH, 0 HOURS DURING TRADING HOURS: NONE; (2) WYATT COOPER RANCH, LLC; ADDRESS: 2360 SHELBY STREET, SUMMERLAND, CA 93067; BUSINESS DESCRIPTION: REAL ESTATE; NOT INVESTMENT RELATED; START DATE: 01/31/2013; CAPACITY: OFFICER; DUTIES: MANAGE PROPERTY; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-06 |
| S66 | Uniform Combined State Law Examination | 1997-12-28 |
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