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Stephen John Sosangelis

Stifel, Nicolaus & Company, Incorporated

Conshohocken, PA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-06-12
  • PA RA
    APPROVED
    Since 2019-06-12

Branch Locations

Millennium One, 20 Ash Street, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Center Square PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Center Square PA 11/2016 06/2019
Stifel, Nicolaus & Company, Incorporated Conshohocken PA 06/2019 Present
Previous Registrations
  • 2005-01-12 → 2019-06-17
    Wells Fargo Clearing Services, Llc
    Center Square, PA
    Blue Bell, PA
    Norristown, PA
    Radnor, PA
    Plymouth Meeting, PA
    Philadelphia, PA
    Ambler, PA
    Dresher, PA
    Willow Grove, PA
    Wayne, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-20
S63 Uniform Securities Agent State Law Examination 1998-01-08
  • S65 Uniform Investment Adviser Law Examination
    1998-01-20
  • S63 Uniform Securities Agent State Law Examination
    1998-01-08
Other Names
  • Stephen Sosangelis

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ARSENAL CAPITAL ADVISORS LLC
UBS FINANCIAL SERVICES INC.
INDEPENDENT FINANCIAL PARTNERS
HBKS WEALTH ADVISORS
WILLIAM BLAIR
HAMILTON LANE

Other Investors

STEVEN MICHAEL LEHMAN
ANTHONY NICHOLS
RANDOLPH KEVIN BROCK
JOHN EUGENE KANE
BRYAN CLYDE KILFOY
JOSEPH FRANCIS HORNIG
GREGORY BOSTON
STEVEN FLEISHER

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Conshohocken, PA
ARSENAL CAPITAL ADVISORS LLC · CONSHOHOCKEN, PA
UBS FINANCIAL SERVICES INC. · CONSHOHOCKEN, PA
INDEPENDENT FINANCIAL PARTNERS · Conshohocken, PA
HBKS WEALTH ADVISORS · CONSHOHOCKEN, PA
WILLIAM BLAIR · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CONSHOHOCKEN, PA

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