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Frank Edward Cannon

Artesa Financial Group

Conroe, TX

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Current Employers
Artesa Financial Group

Commonwealth Centre 2040 N. Loop 336 W. , Ste. 227, Conroe, TX 77304 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-05-20
TX RA APPROVED 2010-07-07
  • LA RA
    APPROVED
    Since 2016-05-20
  • TX RA
    APPROVED
    Since 2010-07-07

Branch Locations

Commonwealth Centre 2040 N. Loop 336 W. , Ste. 227, Conroe, TX 77304 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Artesa Financial Group, Llc Conroe TX 06/2010 Present
Asset Guardian, Llc Conroe TX 02/2001 Present
Artesa Consulting, Llc Conroe TX 06/2011 Present
  • 06/2010 → Present
    Artesa Financial Group, Llc
    Conroe, TX
  • 02/2001 → Present
    Asset Guardian, Llc
    Conroe, TX
  • 06/2011 → Present
    Artesa Consulting, Llc
    Conroe, TX
Previous Registrations
Other Businesses

Asset Guardian, LLC; Investment Related; 01/20/2001; 10 hours/month; 1 hour/month during market hours; Conroe, Texas, United States; President, Treasurer & Insurance Agent; Duly licensed insurance agency. FBCAN Enterprise, Inc.; Not investment related; 12/27/2009; 0 hours/month; 0 hours/month during market hours; Conroe, Texas , United States; Vice President/Secretary/Treasurer; Advertising & Publishing. 7C Land and Cattle Co, LLC; Not investment related; 03/02/2006; 10 hours/month; 0 hours/month during market hours; Conroe, Texas, United States; President & Treasurer; Cattle & Hay Operation. Artesa Consulting, LLC; Not investment related; 10/05/2010; 0 hours/month; 0 hours /month during market hours; Conroe, Texas, United States; President; Consulting firm.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-13
S63 Uniform Securities Agent State Law Examination 1998-05-19
  • S65 Uniform Investment Adviser Law Examination
    2003-01-13
  • S63 Uniform Securities Agent State Law Examination
    1998-05-19

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