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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-26 |
| WA | RA | APPROVED | 2020-06-26 |
Branch Locations
2200 Rimland Drive Suite 105, Bellingham, WA 98226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Bellingham | WA | 10/1994 | 06/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellingham | WA | 10/1994 | 06/2020 |
| Morgan Stanley Smith Barney Llc | Bellingham | WA | 06/2020 | Present |
BOARD SECRETARY, ENTERPRISE CEMETERY. DIST #7. 2.ENTERPRISE CEMETERY DIST. #7 7041 VISTA DRIVE FERNDALE, WA 98248 SECRETARY RECORD MINUTES, A/C PAYABLE,RECEIVABLES 10-20 HOURS PER MONTH. NONE DURING SECURITIES TRADING HOURS. NOT INVESTMENT RELATED. *404539 - Whatcom County Cemetery District #7; Investment related No; Ferndale, WA; Civic/Religious/Community; Employee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2000; During business hours: 0; After business hours: 25; Administrative.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-15 |
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