Samuel Michael Fischer

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → 05/2025
  Ubs Financial Services Inc
  Austin, TX
• 05/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
• 08/2025 → Present
  Bank Of America, N.A.
  Austin, TX

Previous Registrations

• 2006-09-15 → 2025-06-03
  Ubs Financial Services Inc.
  Austin, TX
  Bellevue, WA
  Austin, TX
• 1998-02-19 → 2006-09-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seattle, WA
  Seattle, WA

Other Businesses

I*: 2496339 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: New Castle, WA 98059 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 05/27/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Sole owner of rental property

Exams

• S66 Uniform Combined State Law Examination
  1998-02-02

Other Names

• Samuel M Fischer