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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-06-30 |
| TX | RA | APPROVED | 2025-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Austin | TX | 09/2006 | 05/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 05/2025 | Present |
| Bank Of America, N.A. | Austin | TX | 08/2025 | Present |
I*: 2496339 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: New Castle, WA 98059 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 05/27/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Sole owner of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-02-02 |
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