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Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-06-04
  • UT RA
    APPROVED
    Since 2026-06-04

Branch Locations

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ticker Tape Enterprises Herriman UT 09/2003 02/2019
Berthel, Fisher & Company Financial Services, Inc. Tooele UT 05/2026 Present
Bfc Planning, Inc. Tooele UT 06/2026 Present
Allegis Investment Services South Jordan UT 11/2016 02/2019
Farm Bureau West Des Moines IA 02/2019 08/2019
Fbl Marketing Services, Llc West Des Moines IA 02/2019 08/2019
Aerotek Salt Lake City UT 05/2021 04/2026
Wells Fargo Clearing Services Salt Lake City UT 08/2021 11/2025
Unemployed Bluffdale UT 08/2019 08/2020
Amazon West Jordan UT 08/2020 05/2021
  • 09/2003 → 02/2019
    Ticker Tape Enterprises
    Herriman, UT
  • 05/2026 → Present
    Berthel, Fisher & Company Financial Services, Inc.
    Tooele, UT
  • 06/2026 → Present
    Tooele, UT
  • 11/2016 → 02/2019
    Allegis Investment Services
    South Jordan, UT
  • 02/2019 → 08/2019
    Farm Bureau
    West Des Moines, IA
  • 02/2019 → 08/2019
    Fbl Marketing Services, Llc
    West Des Moines, IA
  • 05/2021 → 04/2026
    Aerotek
    Salt Lake City, UT
  • 08/2021 → 11/2025
    Wells Fargo Clearing Services
    Salt Lake City, UT
  • 08/2019 → 08/2020
    Unemployed
    Bluffdale, UT
  • 08/2020 → 05/2021
    Amazon
    West Jordan, UT
Previous Registrations
Other Businesses

Federal Express- N- Magna, UT- Shipping- Package Handler- 08/2026- 85- 0- Handling packages in a shipping warehouse.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-11
S63 Uniform Securities Agent State Law Examination 1997-12-22
  • S66 Uniform Combined State Law Examination
    2016-04-11
  • S63 Uniform Securities Agent State Law Examination
    1997-12-22
Other Names
  • Thomas Brian Parkin
  • Thomas Parkin
  • Tom Parkin

View on SEC IAPD

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