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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
4433 W Touhy Ave Suite 450, Lincolnwood, IL 60712 • United States
10275 W Higgins Road Suite 200, Rosemont, IL 60018 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securties, Llc | Rosemont | IL | 05/2005 | 09/2020 |
| The Prudential Insurance Company Of America | Rosemont | IL | 05/2005 | 09/2020 |
| Unemployed | Chicago | IL | 09/2020 | 01/2021 |
| Park Avenue Securities | Chicago | IL | 01/2021 | 09/2022 |
| The Guardian Life Insurance Company | Chicago | IL | 01/2021 | 09/2022 |
| Pruco Securities, Llc | Rosemont | IL | 09/2022 | 11/2024 |
| The Prudential Life Insurance Company Of America | Rosemont | IL | 09/2022 | Present |
| Lpl Enterprise, Llc | Rosemont | IL | 11/2024 | Present |
1) 11/07/2024 - Blue Cross Blue Shield Health Insurance - Health Insurance Sales - Non-Variable Insurance - inv related - Lincolnwood, IL - start date 09/15/1999 - 3 hrs/mth - 2 during trading 2) 11/07/2024 - Guardian Life - disability and whole life insurance sales - Non-Variable Insurance - inv related - Lincolnwood, IL - start date 09/20/2022 - 4 hrs/mth - 2 during trading 3) 11/25/2024- Stand Financial Inc.- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 09/29/2022- 160hrs/mnth-140hrs during trading 4) 02/04/2025- United Health Care Health Insurance- Non-Variable Insurance- inv. related- at Lincolnwood, IL- start date 01/23/2025- 3hrs/mnth-2hrs during trading 5) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-26 |
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