Best Investors
Account
Sign in
Best Investors
Account
Sign in
2205 Harbor Bay Parkway, Alameda, CA 94502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-29 |
| TX | RA | APPROVED_RES | 2019-09-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Girard Securities, Inc. | San Diego | CA | 06/2013 | 04/2017 |
| Shum Financial Group, Inc. | Alameda | CA | 12/2016 | Present |
| Sole Proprietor | Alameda | CA | 07/2013 | Present |
1.CLIFF SHUM, SOLE PROPRIETOR; INVESTMENT RELATED; ALAMEDA, CA; INSURANCE AGENT; 07/2013; 8 HOUR/MONTH DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-17 |
Reach out to this advisor