Best Investors Account Sign in
Inactive

Kevin Thomas Clark

Plan Confidence Corporation

Sarasota, FL

Claim This Profile
Current Employers
Plan Confidence Corporation

1900 Main Street Suite 308, Sarasota, FL 34236 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-08
FL RA APPROVED 2016-05-23
  • TX RA
    APPROVED_RES
    Since 2018-03-08
  • FL RA
    APPROVED
    Since 2016-05-23

Branch Locations

1900 Main Street Suite 308, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group Lockport IL 03/2005 10/2017
Plan Confidence Corporation Sarasota FL 05/2016 Present
Previous Registrations
  • 2005-03-31 → 2017-10-24
    Next Financial Group, Inc.
    Sarasota, FL
    Oakbrook Terrace, IL
  • 2010-12-02 → 2011-06-01
    Independent Solutions Wealth Management, Llc
    Lockport, IL
  • 2001-04-20 → 2005-04-01
    Mony Securities Corporation
    Oakbrook, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-11
S63 Uniform Securities Agent State Law Examination 1998-01-20
  • S65 Uniform Investment Adviser Law Examination
    1998-09-11
  • S63 Uniform Securities Agent State Law Examination
    1998-01-20

View on SEC IAPD

Other Firms

CPA INVESTMENT SOLUTIONS, INC.
EDWARD JONES
HENDRICKS WEALTH AND ESTATE MANAGEMENT
OSAIC WEALTH, INC.
ACCURATE WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
BASE WEALTH MANAGEMENT
RETIREMENT MONEY MANAGEMENT

Other Investors

ANGELA ROBIN HILLIARD DYCHES
Kevin St John
Thomas Donald Anderson
JOHNATHAN RYAN HENDRIX
MEREDITH BAKER FREEMAN
RICHARD MANANSALA MANANKIL
CHRISTOPHER D'ANDREA
LARRY J WOODRUFF

Other Offices

CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
EDWARD JONES · Lakewood Ranch, FL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL
OSAIC WEALTH, INC. · SARASOTA, FL
ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood Ranch, FL
BASE WEALTH MANAGEMENT · LAKEWOOD RANCH, FL
EDWARD JONES · LAKEWOOD RANCH, FL

More in Sarasota, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor