Velen Diaz Thompson

Current Employers

Employment History

• 03/2004 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tampa, FL
• 09/2009 → Present
  Bank Of America, N.A.
  Tampa, FL

Previous Registrations

• 2003-08-19 → 2004-04-16
  Amsouth Investment Management Company Llc
  Tampa, FL
• 2003-03-04 → 2003-08-14
  Amsouth Investment Services, Inc.
  Tampa, FL

Other Businesses

DUAL EMPLOYEE AM SOUTH BANK I*113022For profit or not for profit: Non-Profit OrganizationName of outside business organization: Academy of the Holy Names, IncAddress of business:Tampa, Florida 33629Nature of business: Charitable Organization,Position, title, association: Trustee, Start date of relationship: 7/1/2018Number of hours devoted: 40 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: The entity is a Catholic school for boys and girls in pre-kindergarten through 8th grade and an all girls high school sponsored by the Sisters of Holy Names of Jesus and Mary. I*: 2086325Entity Type: Entity CharitableName of OBA: Tampa Alpha Delta Pi Alumnae AssociationAddress: Atlanta, GA 30306Investment Related: nPosition, Title, Association: OfficerEmployee Start Date: 12/02/2024No Hours: 2hr/moNo Hours during trading: 0Duties: Tampa Alpha Delta Pi Alumnae Association is a non-profit women's organization that unites and supports the education and scholarship of the Alpha Delta Pi National Sorority Alumnae in Tampa, FL. Support includes fellowship, networking, volunteering at the Ronald McDonald house in Tampa, FL. and helping to guide local Alpha Delta Pi collegians. As President of the Association, I will oversee logistics of events, and be a liaison with the national organization. I*2938273, Entity Type: , Name of OBA: N T, Address: Maitland, Florida, 32751, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/01/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2001-04-09
• S63 Uniform Securities Agent State Law Examination
  1999-03-19

Other Names

• Velen Thompson