Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2017-05-08 |
| FL | RA | APPROVED | 2012-05-10 |
| NJ | RA | APPROVED | 2011-10-26 |
Branch Locations
519 Columbia Dr, Johnson City, NY 13790 • United States
2430 N Triphammer Rd Ste A, Ithaca, NY 14850 • United States
100 W Waters St, Elmira, NY 14901 • United States
5520 State Highway 7, Oneonta, NY 13820 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Johnson City | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Johnson City | NY | 11/2016 | Present |
POA FOR MOTHER, INVESTMENT RELATED, JOHNSON CITY NY, START 4/2013, 1 HOUR PER MONTH. JOKEV LLC; INV RELATED; JOHNSON CITY, NY; RENTAL PROPERTY; 100% OWNERSHIP WITH SPOUSE; START 4/1/2014; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER.; CO-TRUSTEE FOR MOTHER, INV RELATED, JOHNSON CITY, NY, START: 12/15/2022, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-02 |
Reach out to this advisor