Best Investors Account Sign in
Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2024-06-28
NY RA APPROVED 2023-04-27
WY RA APPROVED 2022-09-29
NV RA APPROVED 2022-09-22
NC RA APPROVED 2022-09-21
ND RA APPROVED 2022-09-19
KY RA APPROVED 2022-09-16
MN RA APPROVED 2022-09-16
OR RA APPROVED 2022-09-16
GA RA APPROVED 2022-09-15
IA RA APPROVED 2022-09-15
MI RA APPROVED 2022-09-15
MO RA APPROVED 2022-09-15
AL RA APPROVED 2022-09-14
AR RA APPROVED 2022-09-14
CA RA APPROVED 2022-09-14
CT RA APPROVED 2022-09-14
FL RA APPROVED 2022-09-14
ID RA APPROVED 2022-09-14
IN RA APPROVED 2022-09-14
KS RA APPROVED 2022-09-14
NE RA APPROVED 2022-09-14
NJ RA APPROVED 2022-09-14
OH RA APPROVED 2022-09-14
SC RA APPROVED 2022-09-14
SD RA APPROVED 2022-09-14
TX RA APPROVED_RES 2022-09-14
UT RA APPROVED 2022-09-14
VT RA APPROVED 2022-09-14
WI RA APPROVED 2022-09-14
WA RA APPROVED 2022-06-23
IL RA APPROVED 2022-06-21
AZ RA APPROVED 2013-12-04
  • AK RA
    APPROVED
    Since 2024-06-28
  • NY RA
    APPROVED
    Since 2023-04-27
  • WY RA
    APPROVED
    Since 2022-09-29
  • NV RA
    APPROVED
    Since 2022-09-22
  • NC RA
    APPROVED
    Since 2022-09-21
  • ND RA
    APPROVED
    Since 2022-09-19
  • KY RA
    APPROVED
    Since 2022-09-16
  • MN RA
    APPROVED
    Since 2022-09-16
  • OR RA
    APPROVED
    Since 2022-09-16
  • GA RA
    APPROVED
    Since 2022-09-15
  • IA RA
    APPROVED
    Since 2022-09-15
  • MI RA
    APPROVED
    Since 2022-09-15
  • MO RA
    APPROVED
    Since 2022-09-15
  • AL RA
    APPROVED
    Since 2022-09-14
  • AR RA
    APPROVED
    Since 2022-09-14
  • CA RA
    APPROVED
    Since 2022-09-14
  • CT RA
    APPROVED
    Since 2022-09-14
  • FL RA
    APPROVED
    Since 2022-09-14
  • ID RA
    APPROVED
    Since 2022-09-14
  • IN RA
    APPROVED
    Since 2022-09-14
  • KS RA
    APPROVED
    Since 2022-09-14
  • NE RA
    APPROVED
    Since 2022-09-14
  • NJ RA
    APPROVED
    Since 2022-09-14
  • OH RA
    APPROVED
    Since 2022-09-14
  • SC RA
    APPROVED
    Since 2022-09-14
  • SD RA
    APPROVED
    Since 2022-09-14
  • TX RA
    APPROVED_RES
    Since 2022-09-14
  • UT RA
    APPROVED
    Since 2022-09-14
  • VT RA
    APPROVED
    Since 2022-09-14
  • WI RA
    APPROVED
    Since 2022-09-14
  • WA RA
    APPROVED
    Since 2022-06-23
  • IL RA
    APPROVED
    Since 2022-06-21
  • AZ RA
    APPROVED
    Since 2013-12-04

Branch Locations

13843 W. Meeker Blvd. Suite #105, Sun City West, AZ 85375 • United States

10031 E. Dynamite Blvd. Suite #240-B, Scottsdale, AZ 85262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial Inc. Anaheim CA 11/2013 Present
Previous Registrations
  • 2007-05-11 → 2013-11-12
    Invest Financial Corporation
    Sun City West, AZ
    Scottsdale, AZ
    Appleton, WI
  • 2005-06-22 → 2007-05-01
    Sun City West, AZ
    Sun City West, AZ
Other Businesses

1. BOARD MEMBER, PRIME WEALTH ADVISORS, LLC, 13843 W. MEEKER BLVD., #105, SUN CITY WEST, AZ, 85375. NON INVESTMENT RELATED SINCE 11/2007 AND I SPEND APPROX. ONE HOUR PER MONTH ON THIS ACTIVITY. DBA FOR BRANDING PURPOSES ONLY. 2. BOARD MEMBER, ORION WILLIS FINANCIAL SERVICES LLC, SAME ADDRESS AS ABOVE. NON INVESTMENT RELATED SINCE 2/2012. I MONITOR THE BANK ACCOUNTS TO ENSURE DEPOSITS ARE MADE AND EXPENSES ARE PAID. 3. ZOT FARMING POSITION: Manager NATURE: Farming, Ranch, Animal raising INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/10/2024 ADDRESS: 3087 N. Summer street, Buckeye AZ 85396, United States DESCRIPTION: Farming, Ranch operations, supervision. Sell of organic animals, eggs and produce, etc. 4.BOGYO L.L.C POSITION: Chairman NATURE: New Artificial Intelligence Software INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2026 ADDRESS: 13843 W Meeker Blvd suite 105, Sun City West AZ 85375, United States DESCRIPTION: Chairman of AI startup company. Meeting with engineers and main designer 1-2 times a month when it does not conflict with my regular duties as an investment advisor.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-23
S63 Uniform Securities Agent State Law Examination 1999-11-03
  • S65 Uniform Investment Adviser Law Examination
    2005-04-23
  • S63 Uniform Securities Agent State Law Examination
    1999-11-03
Designations
  • Chartered Financial Consultant

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Sun City West, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor