Adam B Faust

Employer firm

Deep Blue Financial LLC CRD 170446

$55.4M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Deep Blue Financial Llc
  Northbrook, IL

Previous Registrations

• 2010-01-04 → 2014-02-04
  Mesirow Financial Investment Management, Inc.
  Highland Park, IL
  Chicago, IL
• 2005-10-21 → 2010-01-15
  Charles Schwab & Co., Inc.
  Dallas, TX
  Northbrook, IL
  Dallas, TX
• 2002-12-16 → 2004-09-10
  Rbc Capital Markets, Llc
  Dallas, TX
• 2002-11-13 → 2002-12-17
  Ubs Financial Services Inc.
  Addison, TX

Other Businesses

1.) ADAN BENJAMIN, PHOTOGRAHY, OWNER, NOT INVESTMENT RELATED, 5 HOURS PER MONTH, I TAKE PHOTOS. MOSTLY HAVE WORKED WITH A FEW PUBLISHING COMPANIES AND OTHER BUSINESSES TO DO SHOTS FOR AUTHOR PHOTOS AND ALSO WEDDINGS. 2.) METROPOLIS PERFORMING ARTS CENTRE, ARLINGTON HEIGHTS, NON-PROFIT THEATER, BOARD OF DIRECTORS, NOT INVESTMENT RELEATED, 6 HOURS PER MONTH.

Exams

• S66 Uniform Combined State Law Examination
  2002-10-11
• S63 Uniform Securities Agent State Law Examination
  1997-12-23

Other Names

• Adam Benjamin Faust