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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-07 |
| NJ | RA | APPROVED | 2020-09-04 |
Branch Locations
1200 Lenox Drive Suite 300, Lawrenceville, NJ 08648 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 06/2014 | 08/2020 |
| J.P. Morgan Chase Bank, N.A. | New York | NY | 11/2016 | 08/2020 |
| Morgan Stanley Smith Barney Llc | Lawrenceville | NJ | 08/2020 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-02 |
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