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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-11-15
  • OH RA
    APPROVED
    Since 2019-11-15

Branch Locations

400 Broadway 4Th Floor, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Envisioned Inc Naperville IL 07/2014 12/2016
Western Southern Life Cincinnati OH 01/2017 Present
W&S Brokerage Services Cincinnati OH 09/2017 Present
  • 07/2014 → 12/2016
    Investment Envisioned Inc
    Naperville, IL
  • 01/2017 → Present
    Western Southern Life
    Cincinnati, OH
  • 09/2017 → Present
    W&S Brokerage Services
    Cincinnati, OH
Other Businesses

WESTERN SOUTHERN LIFE- NO- CINCINNATI, OH- FULL TIME AVP AGENCY INVESTMENTS///ALPAUGH FAMILY ECONOMICS CENTER, CINCINNATI OH, BOARD MEMBER, NON-PROFIT ORGANIZATION - EQUIPS STUDENTS IN GRADES K-12 WITH PRACTICAL ECONOMIC KNOWLEDGE & SKILLS TRHOUGH IN SCHOOL PROGRAMS AND TEACHER TRAINING, NOT SECURITIES RELATED, 2HRS/MONTH, NO COMPENSATION///CINCINNATI SCHOLARSHIP FOUNDATION, CINCINNATI OH, NON PROFIT CHARITABLE FOUNDATION PROVIDING COLLEGE SCHOLARSHIPS, SCHOLARSHIP SELECTION COMMITEE MEMBER, NOT INVESTMENT RELATED, 5 HRS PER MONTH, NO COMPENSATION///

Other Names
  • Sinyi Tsai
  • Cindy Tsai

View on SEC IAPD

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