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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2015-02-23 |
| TX | RA | APPROVED_RES | 2015-02-13 |
Branch Locations
4051 E Sunrise Dr Ste 200, Tucson, AZ 85718 • United States
Tucson, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Tucson | AZ | 02/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | Present |
TRUST FBO CHILDREN, INV-REL, TUCSON, AZ, TRUSTEE, START: 11/1/01, 1/2 HR/MO 1/2 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-29 |
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