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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-07-17 |
| TX | RA | APPROVED | 2023-07-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Atlanta | GA | 06/2014 | 07/2023 |
| Wells Fargo Advisors Financial Network, Llc | Alpharetta | GA | 07/2023 | Present |
DIXIE HAWK LLC; INV RELATED; ALPHARETTA, GA; 100% OWNERSHIP; START DATE 7/13/2023; 0 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE. MCHALE GROUP LLC; INV RELATED; ALPHARETTA, GA; 20% OWNERSHIP; START DATE 7/13/2023; 0 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-24 |
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