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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2000-09-29
AR RA APPROVED 2000-02-22
  • TX RA
    APPROVED_RES
    Since 2000-09-29
  • AR RA
    APPROVED
    Since 2000-02-22

Branch Locations

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner And Smith Little Rock AR 10/1999 Present
Bank Of America,Na Little Rock AR 12/2009 Present
  • 10/1999 → Present
    Merrill Lynch Pierce Fenner And Smith
    Little Rock, AR
  • 12/2009 → Present
    Bank Of America,Na
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-10
  • S66 Uniform Combined State Law Examination
    2000-02-10

View on SEC IAPD

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