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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-11-06 |
| ME | RA | APPROVED | 2002-12-04 |
Branch Locations
409 Bath Rd, Brunswick, ME 04011 • United States
Harpswell, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Brunswick | ME | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Brunswick | ME | 03/2020 | Present |
Real Estate Ownership; new office building; 409 Bath Road, , Brunswick, ME, 04011; Investment-Related; 05/14/2020. Business Ownership; Rainy Day LLC; Owner; Company, office rental. The LLC holds the 409 Bath Road Property.; 238 Harpswell Neck Rd Harpswell, ME 04079, ,; Not Investment-Related; 04/03/2017; 1 to 9 hours per month; 0 during trading hours / Mieux, LLC; President; Manage Ameriprise Business; 409 Bath Road, , Brunswick , ME, 04011; Not Investment-Related; 07/14/2014; 1 to 9 hours per month; 1 to 9 during trading hours / BPCP Tax Advisors, LLC; Co-owner; Tax Preparation; 409 Bath Road, , Brunswick, ME, 04011; Not Investment-Related; 12/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-01 |
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