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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-10-01
TX RA APPROVED_RES 2019-10-01
  • LA RA
    APPROVED
    Since 2019-10-01
  • TX RA
    APPROVED_RES
    Since 2019-10-01

Branch Locations

128 Versailles Blvd., Alexandria, LA 71303 • United States

Dubach, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 10/2012 03/2017
Fsc Securities Corp Atlanta GA 03/2017 10/2019
Lpl Financial Llc Alexandria LA 10/2019 Present
Previous Registrations
Other Businesses

1. 10/1/19- Financial Solutions Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Alexandria, LA- 100% 2. 10/1/19- Sunset Hills LLC- Business Entity for Tax/Investment- Owner- non- Inv. Related- Dubach, LA 3. 10/1/19- Martin Company Holdings LLC- Outside Employment- Non-Inv. Related- Woodworth, LA - 1hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-08
  • S66 Uniform Combined State Law Examination
    2005-08-08

View on SEC IAPD

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