Maureen Bridget James

Employer firm

Apollon Financial, LLC CRD 321217

$1.45B regulatory AUM 9 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → Present
  Self-Employed
  Naperville, IL
• 08/2015 → Present
  Lpl Financial Llc
  Downers Grove, IL
• 10/2015 → 11/2016
  Highpoint Advisor Group, Llc
  Downers Grove, IL
• 11/2016 → 06/2022
  Highpoint Advisor Group Dba Vertex Planning Partners, Llc
  Downers Grove, IL
• 06/2022 → Present
  Apollon Financial, Llc
  Downers Grove, IL

Previous Registrations

• 2021-11-02 → 2022-10-21
  Highpoint Planning Partners
  Wheaton, IL
  Downers Grove, IL
• 2016-11-09 → 2021-12-31
  Highpoint Planning Partners
  Downers Grove, IL
  Downers Grove, IL

Other Businesses

1. 09/08/2015 - No Business Name - Not Investment Related - Home Based - Outside/W-2 Employment - Bookkeeper - Start Date - 01/01/2001 - 10 Hours Per Month/0 Hours During Securities Trading - Time Spent 5% 2. 10/21/2022 - Apollon Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 09/13/2022 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Apollon Financial, an independent investment advisor firm. I started this business activity in 9/2022. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/17/2022 - Apollon Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-10-23
• S63 Uniform Securities Agent State Law Examination
  2012-10-22

Other Names

• Maureen Bridge James
• Maureen Burke