Renee Rose Woodford

Rbc Capital Markets, LLC

CRD 2969120

Claim This Profile

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-02-22
MN	RA	APPROVED	2014-01-15

TX RA
APPROVED_RES

Since 2017-02-22
MN RA
APPROVED

Since 2014-01-15

Branch Locations

520 West Highway 96 Suite 100, Shoreview, MN 55126-1904 • United States

Champlin, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Shoreview	MN	01/2014	Present

01/2014 → Present

Rbc Capital Markets, Llc

Shoreview, MN

Previous Registrations

2011-02-16 → 2014-01-16

Oppenheimer & Co. Inc.

Minneapolis, MN
2008-11-26 → 2010-01-27

Wells Fargo Investments, Llc

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-08-01

S66 Uniform Combined State Law Examination

2001-08-01

Other Names

Renee Rose Woodford
Renee Rose Raffensparger
Renee Raffensparger Woodford

View on SEC IAPD

Nearby Firms

SOLIDITY FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

Nearby Investors

CHARLES COWARD SCOTT

BRUCE EDWARD WELLS

Nearby Offices

SOLIDITY FINANCIAL LLC · SHOREVIEW, MN

LPL FINANCIAL LLC · SHOREVIEW, MN

OSAIC WEALTH, INC. · North Oaks, MN

More in Shoreview, MN

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor