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Renee Rose Woodford

Rbc Capital Markets, LLC

Shoreview, MN

Champlin, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-02-22
MN RA APPROVED 2014-01-15
  • TX RA
    APPROVED_RES
    Since 2017-02-22
  • MN RA
    APPROVED
    Since 2014-01-15

Branch Locations

520 West Highway 96 Suite 100, Shoreview, MN 55126-1904 • United States

Champlin, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Shoreview MN 01/2014 Present
Previous Registrations
  • 2011-02-16 → 2014-01-16
    Oppenheimer & Co. Inc.
    Minneapolis, MN
  • 2008-11-26 → 2010-01-27
    Wells Fargo Investments, Llc
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-01
  • S66 Uniform Combined State Law Examination
    2001-08-01
Other Names
  • Renee Rose Woodford
  • Renee Rose Raffensparger
  • Renee Raffensparger Woodford

View on SEC IAPD

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