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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-26 |
| ME | RA | APPROVED | 2015-02-06 |
Branch Locations
One City Center Suite 701, Portland, ME 04101 • United States
60 State Street Suite 1350, Boston, MA 02109-1803 • United States
75 S Church Street Suite 350, Pittsfield, MA 01201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Yarmouth | ME | 01/2015 | 06/2017 |
| Janney Montgomery Scott Llc | Yarmouth/Portland | ME | 06/2017 | 01/2026 |
| Janney Montgomery Scott Llc | Portland | ME | 01/2026 | Present |
1. Episcopal Diocese of Maine, Portland, ME. Member of Internal Review Committee (01/2024) - Review financials on a periodic basis for any church requesting said review and at the request of the diocese when needed. Not investment related, not compensated, 4 hours/month. 2. Condo Association, Portland, ME. Vice President (08/2005) - assist President with arranging maintenance to shared areas. Not compensated, not investment related, 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-20 |
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