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John Michael Peniche

Robert W. Baird & Co. Incorporated

Lynchburg, VA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-27
TX RA APPROVED 2020-11-13
VA RA APPROVED 2020-11-13
  • FL RA
    APPROVED
    Since 2024-09-27
  • TX RA
    APPROVED
    Since 2020-11-13
  • VA RA
    APPROVED
    Since 2020-11-13

Branch Locations

5998 Boonsboro Road, Lynchburg, VA 24503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lynchburg VA 03/2011 11/2016
Wells Fargo Clearing Services, Llc Lynchburg VA 11/2016 11/2020
Robert W. Baird Lynchburg VA 11/2020 Present
  • 03/2011 → 11/2016
    Wells Fargo Advisors Llc
    Lynchburg, VA
  • 11/2016 → 11/2020
    Wells Fargo Clearing Services, Llc
    Lynchburg, VA
  • 11/2020 → Present
    Robert W. Baird
    Lynchburg, VA
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR SON; INV. RELATED; LYNCHBURG, VA; START DATE 8/2017.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-12-30
  • S66 Uniform Combined State Law Examination
    1997-12-30

View on SEC IAPD

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Other Offices

DAVENPORT & COMPANY LLC · LYNCHBURG, VA
LPL FINANCIAL LLC · LYNCHBURG, VA
LPL FINANCIAL LLC · LYNCHBURG, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · LYNCHBURG, VA
CAPTRUST · Lynchburg, VA
RAYMOND JAMES & ASSOCIATES, INC. · Lynchburg , VA
MONTVUE CAPITAL MANAGEMENT, INC. · LYNCHBURG, VA
BROWN EDWARDS WEALTH STRATEGIES · LYNCHBURG, VA

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