Charles F Hoffman

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → Present
  Morgan Stanley Smith Barney
  Naples, FL
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 1997-12-18 → 2009-12-10
  Ubs Financial Services Inc.
  Naples, FL
  Naples, FL

Other Businesses

*425668 - Avow Inc. incl.( Avow Hospice, Avow Care Services); Investment related No; Naples, FL; Hospital/Healthcare; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Feb 2021; During business hours: 4; After business hours: 6; Fundraising, Administrative *493736 - AVOW INC; Investment related No; Naples, Florida; Health and Welfare, Medical; Chairman of The Board, member of all committees (proprietor, partner, officer, director, employee, trustee, agent); 04/2022; During business hours: 4; After business hours: 16; Fundraising, Administrative

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-09
• S63 Uniform Securities Agent State Law Examination
  1997-12-23