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John Michael West

Flatrock Wealth Partners LLC

Newport Beach, CA

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Current Employers
Flatrock Wealth Partners Llc

1301 Dove Street Suite 910, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-26
CA RA APPROVED 2022-06-23
  • TX RA
    APPROVED_RES
    Since 2023-05-26
  • CA RA
    APPROVED
    Since 2022-06-23

Branch Locations

1301 Dove Street Suite 910, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foreside Financial Services, Llc Newport Beach CA 02/2021 05/2021
Research Affiliates, Llc Newport Beach CA 06/2006 05/2021
Flatrock Wealth Partners Llc Newport Beach CA 04/2022 Present
Not Employed Newport Beach CA 06/2021 03/2022
  • 02/2021 → 05/2021
    Foreside Financial Services, Llc
    Newport Beach, CA
  • 06/2006 → 05/2021
    Research Affiliates, Llc
    Newport Beach, CA
  • 04/2022 → Present
    Flatrock Wealth Partners Llc
    Newport Beach, CA
  • 06/2021 → 03/2022
    Not Employed
    Newport Beach, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-03-18
S65 Uniform Investment Adviser Law Examination 2000-08-08
  • S63 Uniform Securities Agent State Law Examination
    2021-03-18
  • S65 Uniform Investment Adviser Law Examination
    2000-08-08
Designations

View on SEC IAPD

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