Daniel Jason Buster

Current Employers

Employment History

• 10/2009 → 11/2017
  National Planning Corporation
  San Dimas, CA
• 04/2017 → Present
  Valley Wealth Strategies, Llc
  Lake Forest, CA
• 11/2017 → Present
  Lpl Financial, Llc
  Lake Forest, CA

Previous Registrations

• 2017-05-16 → 2017-12-31
  Valley Wealth Strategies
  San Dimas, CA
• 2009-11-11 → 2017-11-29
  National Planning Corporation
  San Dimas, CA
  Lake Forest, CA

Other Businesses

1. 11/29/2017 - No Business Name - Not Investment Related - Santa Rosa, CA - Real Estate Rental - Landlord - 50/50 with wife Landlord. 2. 11/29/2017 - ZUK FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT - Start Date 09/30/2009 - 25 Hours Per Month - ZUK FINANCIAL GROUP - Life, LTC. 3. 11/29/2017 - CITADEL LAW OFFICES - Not Investment Related - At Reported Business Location(s) - Other - CERTIFIED ESTATE PLANNER - Start Date 1/2010 - 1 Hours Per Month - CITADEL LAW OFFICES - ESTATE PLANNING - CERTIFIED ESTATE PLANNER - - COLLECT PERSONAL & FINANCIAL INFORMATION FROM CLIENTS AS IT PERTAINS TO ESTATE PLANNING. 4. 11/29/2017 - No Business Name - Not Investment Related - San Francisco, CA - Real Estate Rental - Landlord - 1 Hours Per Month - 50/50 with wife Landlord. 5. 11/29/2017 - Buster Imports Inc. - Not Investment Related - 385 S Bonnie Ave Pasadena, CA 911 06-3574 - Other - President - Buster Imports Inc. - 50/50 with wife. President - Wine /spirits import business. Sells wholesale. 6. 01/04/2018 - Valley Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 4/24/2017 - 16 Hours Per Month/16 Hours During Securities Trading - I provide investment advisory services through Valley Wealth Strategies, LLC, an independent investment advisor firm. I started this business activity in 04/2017. I expect to spend approximately 16 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 01/08/2018 - Valley Wealth Strategies, LLC - DBA: Zuk Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 04/2017 - 16 Hours Per Month/16 Hours During Securities Trading. 8. 01/18/2018 - Zuk Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/11/2009 - 40 Hours Per Month/40 Hours During Securities Trading. 9. 11/07/2019 - Buster Imports Inc. - Not investment related - 2227 Poplar St Oakland CA 94607 - Reps Business - start date:10/10/2019 - 8 hrs/mo - 0 hrs during trading.

Exams

• S66 Uniform Combined State Law Examination
  2009-11-10
• S63 Uniform Securities Agent State Law Examination
  1999-12-21

Other Names

• Daniel Jason Buster