Brent Gramman

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 02/2018
  Axa Advisors, Llc
  New York, NY
• 02/2018 → 03/2020
  Ameriprise Financial Advisors Inc.
  Indianapolis, IN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Indianapolis, IN

Previous Registrations

• 2012-03-22 → 2018-02-20
  Equitable Advisors, Llc
  Indianapolis, IN
• 2011-04-19 → 2012-03-12
  Equitable Advisors, Llc
  Indianapolis, IN
  Carmel, IN
• 1999-11-15 → 2011-03-31
  Equitable Advisors, Llc
  Carmel, IN
  Indianapolis, IN
  Carmel, IN
  Indianapolis, IN

Other Businesses

Outside Employment; Charles P. Gemmer; Financial Advisor - I am an AFA in the firm where Charles is the FA.; Meet with clients for planning and investments; 2900 E 96th ST, , Indianapolis, IN, 46240; Investment-Related; 02/01/2018; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-13
• S63 Uniform Securities Agent State Law Examination
  1997-11-07

Other Names

• Brent James Gramman