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Michael Neil Brown

Equitable Advisors, LLC

Oklahoma City, OK

Edmond, OK

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2012-02-16
  • OK RA
    APPROVED
    Since 2012-02-16

Branch Locations

4801 Gaillardia Pkwy 2Nd Floor, Suite 202, Oklahoma City, OK 73142 • United States

Edmond, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc. New York NY 01/2012 06/2020
Equitable Advisors, Llc New York NY 01/2012 Present
Previous Registrations
  • 2011-09-23 → 2012-02-01
    Concourse Financial Group Securities, Inc.
    Oklahoma City, OK
  • 2010-12-21 → 2011-05-19
    Msi Financial Services, Inc.
    Oklahoma City, OK
  • 2005-04-28 → 2010-10-22
    Tiaa-Cref Individual & Institutional Services, Llc
    Charlotte, NC
    Denver, CO
    Charlotte, NC
Other Businesses

POWER OF ATTORNEY FOR SPOUSE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-27
S63 Uniform Securities Agent State Law Examination 2000-12-04
  • S65 Uniform Investment Adviser Law Examination
    2005-04-27
  • S63 Uniform Securities Agent State Law Examination
    2000-12-04
Other Names
  • Mike Brown

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OKLAHOMA CITY, OK
HILLTOP SECURITIES INC. · OKLAHOMA CITY, OK
LPL FINANCIAL LLC · OKLAHOMA CITY, OK
UBS FINANCIAL SERVICES INC. · OKLAHOMA CITY, OK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Oklahoma City, OK
UBS FINANCIAL SERVICES INC. · Oklahoma City, OK
LPL FINANCIAL LLC · Oklahoma City, OK
FOURPATH CAPITAL MANAGEMENT, LLC · OKLAHOMA CITY, OK

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