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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-19 |
| AR | RA | APPROVED | 2012-06-08 |
Branch Locations
415 N Mckinley St Ste 1140, Little Rock, AR 72205-3177 • United States
Little Rock, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Little Rock | AR | 06/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Little Rock | AR | 03/2020 | Present |
Board of Directors; CareLink; Secretary; 706 W 4th StNorth Little Rock, AR 72114, ,; Not Investment-Related; 12/07/2016; 1 to 9 hours per month; 1 to 9 during trading hours / 300 E 3rd St. POA; Boad Member; 300 E 3rd St, , Little Rock, AR, 72201; Not Investment-Related; 08/18/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; UALR College of STEM - Dean's Leadership Council; UALR College of STEM - Dean's Leadership Council, Chair of Membership committee; 2801 S University Ave, , Little Rock, AR, 72204; Not Investment-Related; 11/02/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-26 |
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