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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-02-08
FL RA APPROVED 2021-10-28
MN RA APPROVED 2021-10-19
ND RA APPROVED 2009-03-03
TX RA APPROVED 2009-02-26
  • UT RA
    APPROVED
    Since 2022-02-08
  • FL RA
    APPROVED
    Since 2021-10-28
  • MN RA
    APPROVED
    Since 2021-10-19
  • ND RA
    APPROVED
    Since 2009-03-03
  • TX RA
    APPROVED
    Since 2009-02-26

Branch Locations

51 Broadway, Fargo, ND 58102-4970 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Fargo ND 02/2009 Present
Previous Registrations
Other Businesses

Arrowhead 47 LLP / United States / 1929 Sheyenne St. Unit A / West Fargo / North Dakota / United States / 58078 / / No / Partnership / / Real Estate / / its a life estate LLP created as a result of my parents estate planning. they placed a property into an llc at the recommendation of their estate atty. / Active Partner / / leasing, collect rent, property maintenance / 3 / No No / No / No / 43282 / / No / / No / / Yes / Yes / 33.33 / / Yes / Fargo, ND USA / No / / No / / asset was gifted from my parents as part of their overall estate plan. / No Arrowhead 44 LLP / United States / 1929 Sheyenne St. Unit A / West Fargo / North Dakota / United States / 58078 / / No / Partnership / / Real Estate / / vacation home gifted to a life estate for family estate planning purposes / Inactive / Dormant Partner / / I have no duties other than to maintain the LLC with my siblings for my parents estate. / 3 / No No / No / No / 43282 / / No / / No / / Yes / Yes / 33.33 / / Yes / Pelican Rapids, MN United States / No / / No / / family estate planning / No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-01-12
  • S66 Uniform Combined State Law Examination
    1998-01-12
Other Names
  • Matthew J Rustad

View on SEC IAPD

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