Aris George Bofiles

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Waukesha, WI
• 11/2016 → 06/2021
  Wells Fargo Clearing Services, Llc
  Waukesha, WI
• 06/2021 → Present
  Rbc Capital Markets, Llc
  Mequon, WI

Previous Registrations

• 2015-03-13 → 2021-06-22
  Wells Fargo Clearing Services, Llc
  Waukesha, WI
  Delafield, WI
  Waukesha, WI
• 2009-10-05 → 2015-03-16
  Ameriprise Financial Services, Llc
  Milwaukee, WI
  Brookfield, WI
• 2009-07-10 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Milwaukee, WI
• 2006-08-12 → 2009-07-22
  Ubs Financial Services Inc.
  Brookfield, WI
• 2004-04-23 → 2006-08-12
  Piper Sandler & Co.
  Milwaukee, WI
  Minneapolis, MN
  Milwaukee, WI

Other Businesses

NAME OF ENTITY: ST.CONSTANTINE AND HELEN CHURCH ADDRESS: 2160 N Wauwatosa Ave. Wauwatosa, WI. 53213 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Church CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 01/01/22 DUTIES: Usher on Sundays; work festival, work Fish FRY 4X per year, monthly board meetings, discuss state of church, manage church economics HOURS DEVOTED PER MONTH: 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-12
• S63 Uniform Securities Agent State Law Examination
  1997-12-05